Disclosure
Document
Purpose of the Document
- This document provides essential information regarding the Research and Recommendation Services offered by EQUISCAN RESEARCH.
- It aims to assist prospective clients in making an informed decision.
Research Analyst Details
- Name: EQUISCAN RESEARCH
- SEBI Registration No.: INH000013183
- Registration Date: 09-10-2023
- BSE Enlistment No.: 5875
- Business Focus: Providing research and recommendation services.
Disciplinary History
- SEBI Penalties/Directions: No penalties or directions have been issued by SEBI.
- Litigations/Legal Proceedings: There are no pending material litigations or legal proceedings.
- Inspections: No findings of inspections or investigations have impacted the Research Analyst.
Details of Associates
EQUISCAN RESEARCH does not have any associates.
Disclosures Regarding Research and Recommendations
- Financial Interests: The Research Analyst may have a financial interest or ownership in recommended securities, which will be disclosed in specific advice reports.
- Conflicts of Interest: The Research Analyst declares no actual or potential conflicts of interest arising from associations with issuers. Any conflicts that arise will be disclosed promptly.
- Compensation from Subject Company: No compensation has been received in the past 12 months for investment banking, merchant banking, public offerings, or other services.
- Compensation or Benefits: No compensation or benefits have been received from the Subject Company or third parties related to research or recommendations.
- Client Relationship: The Subject Company has not been a client in the past 12 months.
- Employment History: No officer, director, or employee of EQUISCAN RESEARCH has served as an officer, director, or employee of the Subject Company.
- Market Making Activities: EQUISCAN RESEARCH is not engaged in any market-making activities for the Subject Company.
Important Disclosures
- Non-Execution of Trades: The Research Analyst does not execute trades on behalf of clients. Clients must not permit the Research Analyst to execute trades on their behalf.
- No Assured Returns: All investments are subject to market risks. SEBI registration and NISM certifications do not guarantee returns, and no profit-sharing models or return assurances are offered.
- MITC: Review the Most Important Terms and Conditions (MITC) on our website. These are revised in line with Industry Standards Forum (ISF) guidelines.
- Usage: Services are for personal benefit and consumption only. Unauthorized distribution or reproduction of research reports is strictly prohibited.
- No Representation: Clients shall not describe themselves as agents of the firm or make any representations on our behalf.
- Accuracy of Information: All information provided by clients must be accurate. The firm is not liable for losses arising from client inaccuracies.
- Confidentiality & IP Rights: All research materials and intellectual property remain the property of EQUISCAN RESEARCH and must be kept confidential.
- Performance Disclaimer: Past performance is not indicative of future performance.
Support Team Disclaimer
The organization employs two distinct staff categories to assist with queries:
- Customer Support Executives: Explain service features and benefits before subscription but are not authorized to handle research queries.
- Customer Support Managers: Address research-related inquiries but cannot recommend changes to official research provided by analysts. These employees are typically graduate-level.
- Corrective Action: If any employee acts contrary to this policy, notify us at admin@equiscanadvisory.com. The company is not responsible for consequences arising from unauthorized employee actions.
Approved By:
EQUISCAN RESEARCH
Proprietor